David joins Oceanbased with over 25 years experience in the financial services industry, with expertise in investment banking and capital markets transactions, M&A advisory and management, new issue and secondary fixed income securities and broker dealer management. Previously at CG Capital Markets he was responsible for oversight of all operations functions, technology initiatives and lead the daily risk management effort.
Prior to CG Capital Markets, LLC, David was Managing Director at Capital Guardian, LLC, leading the operations, technology, and Risk Management of the Fixed Income Group, and orchestrating a spin-off of that group into its own registered broker dealer entity.
From 2009-2012, David was responsible for a team of 15 direct reports that sold $4.33b in fixed income securities, including $405mm in New Issue Structured Products and $2.44b in New Issue Agency Debentures at JVB.
Prior to JVB, he was the Director of Sun American Wealth Management, the Investment and Insurance Division of Sun American Bank, a South Florida publicly traded bank with 15 branches.
David holds Series 7, 24, and 66 licenses.